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Page: Company Financials

First Trust Specialty Finance and Financial Opportunities Fund

Ticker: FGB | Industry: Asset Management | Sector: Financial Services
$4.15 0.00 (0.00%)
As of: 2025-06-30

Master Data Export

Enterprise Value

Metric MRQ MRQ-1 2024 2023 2022 2021 2020 2019 2018
Stock Price 4.28 3.85 4.07 3.15 3.54 4.15 3.58 5.98 6.12
Market Capitalization 61.49M 55.32M 58.40M 45.26M 50.79M 59.55M 51.36M 85.80M 87.79M
(-) Cash & Equivalents 3.41M 1.63M 2.52M 2.75M 0.91M 2.53M 0.94M 0.16M 2.25M
(+) Total Debt 0.00M 8.60M 4.30M 8.60M 8.60M 7.85M 6.20M 25.00M 25.00M
Enterprise Value 58.08M 62.29M 60.18M 51.11M 58.48M 64.87M 56.62M 110.64M 110.54M

Income Statement

Metric TTM TTM-1 2024-11-30 2023-11-30 2022-11-30 2021-11-30 2020-11-30 2019-11-30 2018-11-30 2017-11-30 2016-11-30 2015-11-30
Revenue 9M 9M 4M 5M -4M 18M -29M 12M 1M 5M 10M 8M
Cost of Revenue 2M 2M 1M 1M 1M 1M 1M 1M 1M 1M 1M 1M
Gross Profit 7M 8M 3M 4M -4M 17M -30M 11M 0M 3M 9M 7M
Gross Profit Margin 82.4% 82.7% 78.9% 85.2% 121.8% 95.5% 102.7% 89.3% -23.2% 69.9% 87.4% 81.5%
R&D Expenses 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M
SG&A Expenses 7M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M
Operating Expenses 3M 6M 0M 8M 0M 0M 0M 0M 0M 0M 6M 13M
Operating Income (EBIT) 4M 2M 3M -4M -5M 17M -30M 10M 0M 3M 3M -7M
Operating Income Margin 45.9% 20.7% 72.0% -71.8% 127.9% 94.3% 103.7% 87.2% -47.4% 64.0% 30.6% -83.6%
Interest Income 0M 18M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M
Interest Expense 1M 0M 1M 1M 0M 0M 0M 1M 1M 1M 0M 0M
Net Interest Income -1M 17M -1M -1M 0M 0M 0M -1M -1M -1M 0M 0M
Unusual Items 16M -21M 10M 12M 1M 1M 1M 2M 2M 2M 11M 0M
EBT Excluding Unusual Items 4M 19M 2M -4M -5M 17M -30M 9M -1M 2M 3M -7M
Pre-Tax Income 20M -2M 12M 8M -4M 18M -29M 12M 1M 4M 14M -7M
Pre-Tax Margin 216.7% -17.9% 297.7% 152.4% 106.1% 98.8% 101.0% 97.8% 75.9% 94.1% 141.2% -86.4%
Income Tax Expense 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M 0M
Net Income 20M 41M 12M 8M -4M 18M -29M 12M 1M 4M 14M -7M
Net Income Margin 216.7% 453.2% 297.7% 152.4% 106.1% 98.8% 101.0% 97.8% 75.9% 94.1% 141.2% -86.4%
Depreciation & Amortization 8M 14M 0M 12M 0M 0M 0M 0M 0M 0M 0M 0M
EBITDA 12M 16M 3M 8M -4M 17M -30M 10M 0M 3M 3M -7M
EBITDA Margin 130.8% 169.9% 72.0% 164.4% 121.6% 95.6% 103.0% 88.6% -32.0% 65.2% 30.6% -83.6%
NOPAT 4M 1M 3M -4M -4M 17M -24M 10M -1M 3M 3M -5M
NOPAT Margin 45.9% 16.3% 72.0% -71.8% 101.0% 94.3% 82.0% 87.2% -56.9% 64.0% 30.6% -66.1%
Owner's Earnings 27M 55M 12M 20M -4M 18M -29M 12M 1M 4M 14M -7M
Owner's Earnings Margin 301.7% 602.3% 297.7% 388.6% 99.8% 100.1% 100.3% 99.3% 91.3% 95.3% 141.2% -86.4%
EPS (Basic) 1.36 14.00 0.83 0.54 -0.27 1.22 -2.05 0.80 0.06 0.30 0.98 -0.49
EPS (Diluted) 1.37 2.89 0.83 0.54 -0.27 1.22 -2.05 0.80 0.06 0.30 0.98 -0.49
Shares (Basic) 14M 14M 14M 14M 14M 14M 14M 14M 13M 14M 14M 14M
Shares (Diluted) 14M 14M 14M 14M 14M 14M 14M 14M 13M 14M 14M 14M

Balance Sheet

Metric MRQ MRQ-1 2024-11-30 2023-11-30 2022-11-30 2021-11-30 2020-11-30 2019-11-30 2018-11-30 2017-11-30 2016-11-30 2015-11-30
Cash & Cash Equivalents 3.41M 1.63M 3.41M 3.86M 1.24M 1.45M 1.40M 0.21M 2.76M 2.69M 3.58M 3.18M
Short-Term Investments 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Cash & Short-Term Investments 3.41M 1.63M 3.41M 3.86M 1.24M 1.45M 1.40M 0.21M 2.76M 2.69M 3.58M 3.18M
Net Receivables 0.09M 0.20M 0.09M 0.12M 0.11M 0.19M 0.19M 0.26M 0.23M 0.34M 0.35M 0.46M
Inventory 0.00M 0.00M 0.00M 0.00M 1.35M 1.63M 1.59M 0.46M 2.99M 3.03M 0.00M 0.00M
Other Current Assets -0.09M -1.83M -0.09M -3.98M -1.35M -1.63M -1.59M -0.46M -2.99M -3.03M -3.93M 0.00M
Total Current Assets 3.41M 0.00M 3.41M 0.00M 1.35M 1.63M 1.59M 0.46M 2.99M 3.03M 0.00M 3.64M
Property, Plant & Equipment 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Goodwill 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Intangible Assets 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Long-Term Investments 69.70M 70.07M 69.70M 62.56M 62.21M 70.52M 55.66M 109.82M 107.71M 116.88M 0.00M 117.74M
Tax Assets 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Other Non-Current Assets 0.00M -70.07M 0.00M 0.00M -62.21M -70.52M -55.66M -109.82M -107.71M -116.88M 0.00M 0.03M
Other Assets 0.09M 0.00M 0.09M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 125.60M 0.00M
Total Non-Current Assets 69.79M 0.00M 69.79M 62.56M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 125.60M 117.77M
Total Assets 73.20M 0.00M 73.20M 62.56M 1.35M 1.64M 1.59M 0.46M 2.99M 3.03M 125.60M 121.41M
Accounts Payable 1.49M 0.05M 1.49M 1.24M 1.22M 1.21M 1.20M 0.05M 2.57M 2.56M 0.00M 0.00M
Short-Term Debt 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Tax Payables 0.00M 0.00M 0.00M 0.00M 0.06M 0.06M 0.05M 0.05M 0.05M 0.05M 0.00M 0.00M
Deferred Revenue 0.00M 0.00M 0.00M 1.24M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Other Current Liabilities -1.62M -0.19M -1.62M -2.62M -1.35M -1.36M -1.32M -0.23M -2.74M -2.74M 0.00M 0.00M
Total Current Liabilities -0.13M -0.13M -0.13M -0.15M -0.07M -0.08M -0.07M -0.13M -0.12M -0.14M 0.00M 0.00M
Long-Term Debt 0.00M 8.60M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 25.00M 25.00M
Capital Lease Obligations 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Deferred Tax Liabilities 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Other Non-Current Liabilities 0.00M 0.18M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 2.85M 2.75M
Total Non-Current Liabilities 0.00M 8.78M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 27.85M 27.75M
Total Liabilities -0.13M 8.65M -0.13M -0.15M -0.07M -0.08M -0.07M -0.13M -0.12M -0.14M 27.85M 27.75M
Preferred Stock 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 44.29M 0.00M 0.00M
Common Stock 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M 0.14M
Retained Earnings -50.08M -49.92M -50.08M -56.49M -59.13M -51.52M -64.68M -29.96M -41.11M -2.51M -3.25M -3.49M
Accumulated OCI 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M -44.29M -96.13M 260.38M
Minority Interest 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Total Shareholders’ Equity -49.93M -49.77M -49.93M -56.35M -58.98M -51.37M -64.54M -29.81M -40.96M -2.37M -99.23M 257.03M
Total Equity -49.93M -49.77M -49.93M -56.35M -58.98M -51.37M -64.54M -29.81M -40.96M -2.37M -99.23M 257.03M
Total Liabilities & Equity -50.06M -41.12M -50.06M -56.50M -59.05M -51.45M -64.61M -29.94M -41.09M -2.51M -71.38M 284.78M
Tangible Assets 73.20M 0.00M 73.20M 62.56M 1.35M 1.64M 1.59M 0.46M 2.99M 3.03M 125.60M 121.41M
Tangible Equity -49.93M -49.77M -49.93M -56.35M -58.98M -51.37M -64.54M -29.81M -40.96M -2.37M -99.23M 257.03M
Tangible Book Value -49.93M -49.77M -49.93M -56.35M -58.98M -51.37M -64.54M -29.81M -40.96M -2.37M -99.23M 257.03M
Total Investments 69.70M 70.07M 69.70M 62.56M 62.21M 70.52M 55.66M 109.82M 107.71M 116.88M 0.00M 117.74M
Net Debt -3.41M 6.97M -3.41M -3.86M -1.24M -1.45M -1.40M -0.21M -2.76M -2.69M 21.42M 21.82M

Capital Metrics

Metric MRQ MRQ-1 2024-11-30 2023-11-30 2022-11-30 2021-11-30 2020-11-30 2019-11-30 2018-11-30 2017-11-30 2016-11-30 2015-11-30
Working Capital 3.4M 1.7M 3.4M 4.0M 0.1M 0.4M 0.4M 0.4M 0.4M 0.5M 0.0M 3.6M
Total Capital 63.0M 71.7M 63.0M 65.2M 62.2M 70.8M 55.9M 110.1M 108.0M 117.2M 122.8M 118.7M
Capital Employed 73.2M 71.7M 73.2M 66.5M 62.3M 70.9M 56.1M 110.2M 108.1M 117.4M 125.6M 121.4M
Invested Capital 59.6M 70.1M 59.6M 61.3M 61.0M 69.4M 54.5M 109.8M 105.2M 114.5M 119.2M 115.5M

Cash Flow Statement

Metric TTM TTM-1 2024-11-30 2023-11-30 2022-11-30 2021-11-30 2020-11-30 2019-11-30 2018-11-30 2017-11-30 2016-11-30 2015-11-30
Net Income 19.61M 13.65M 11.92M 7.69M -3.85M 17.50M -29.39M 11.51M 0.80M 4.35M 14.07M -6.99M
Depreciation & Amortization 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Deferred Income Tax 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Stock-Based Compensation 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Change in Working Capital 0.03M 0.12M 0.01M 0.02M 0.08M 0.04M -0.04M -0.02M 0.10M 0.02M 0.03M -0.10M
Accounts Receivable 0.02M 0.09M 0.03M -0.01M 0.08M 0.01M 0.06M -0.03M 0.11M 0.01M 0.02M -0.03M
Inventory 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Accounts Payable 0.01M 0.00M 0.00M 0.01M -0.01M 0.01M -0.06M 0.00M -0.01M -0.01M 0.01M -0.04M
Other Working Capital 0.01M 0.03M -0.02M 0.02M 0.01M 0.02M -0.04M 0.00M 0.01M 0.01M 0.01M -0.04M
Other Non-Cash Items -8.80M -4.32M -7.14M -0.35M 8.31M -14.85M 54.16M -2.11M 9.17M 4.67M -3.48M 17.62M
Net Cash from Operating Activities 10.85M 9.54M 4.80M 7.36M 4.54M 2.69M 24.74M 9.38M 10.07M 9.04M 10.65M 10.53M
Capital Expenditures (PPE) 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Acquisitions (Net) 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Purchases of Investments -28.67M -10.47M 0.00M -10.03M -3.70M -6.77M -12.53M -7.53M -12.71M -7.73M -15.59M -13.58M
Sales / Maturities of Investments 29.98M 8.16M 0.00M 12.06M 3.19M 4.97M 31.22M 8.38M 12.64M 6.79M 15.31M 12.14M
Other Investing Activities 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Net Cash from Investing Activities 1.31M -2.31M 0.00M 2.03M -0.51M -1.81M 18.69M 0.85M -0.07M -0.95M -0.28M -1.44M
Net Debt Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 2.10M -18.50M 0.00M 0.00M 0.00M 0.00M 0.00M
Long-Term Debt Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 2.10M -18.50M 0.00M 0.00M 0.00M 0.00M 0.00M
Short-Term Debt Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Net Stock Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.02M 0.06M 0.04M 0.10M 0.06M 0.27M
Common Stock Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.02M 0.06M 0.04M 0.10M 0.06M 0.27M
Common Stock Repurchased 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Preferred Stock Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Net Dividends Paid -9.99M -9.48M -5.24M -4.74M -4.74M -4.74M -5.06M -11.99M -10.04M -10.03M -10.03M -9.91M
Common Dividends Paid -9.99M -9.48M -5.24M -4.74M -4.74M -4.74M -5.06M -11.99M -10.04M -10.03M -10.03M -9.91M
Preferred Dividends Paid 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Other Financing Activities 0.00M 2.10M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Net Cash from Financing Activities -9.99M -7.38M -5.24M -4.74M -4.74M -2.64M -23.54M -11.93M -10.00M -9.93M -9.97M -9.64M
Effect of FX on Cash 0.00M 0.00M 0.00M 0.00M 0.51M 1.81M -18.69M -0.85M 0.00M 0.00M 0.00M 0.00M
Net Change in Cash 0.39M -0.16M -0.44M 2.62M -0.20M 0.05M 1.19M -2.55M 0.07M -0.89M 0.40M -0.55M
Cash at Beginning of Period 8.37M 7.03M 3.86M 1.24M 1.45M 1.40M 0.21M 2.76M 2.69M 3.58M 3.18M 0.00M
Cash at End of Period 10.54M 6.88M 3.41M 3.86M 1.24M 1.45M 1.40M 0.21M 2.76M 2.69M 3.58M -0.55M
Operating Cash Flow 10.85M 9.54M 4.80M 7.36M 4.54M 2.69M 24.74M 9.38M 10.07M 9.04M 10.65M 10.53M
Capital Expenditure 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Free Cash Flow 10.85M 9.54M 4.80M 7.36M 4.54M 2.69M 24.74M 9.38M 10.07M 9.04M 10.65M 10.53M

Free Cash Flow

Metric TTM TTM-1 2024-11-30 2023-11-30 2022-11-30 2021-11-30 2020-11-30 2019-11-30 2018-11-30 2017-11-30 2016-11-30 2015-11-30
EBITDA 7.84M 21.22M 2.92M 16.01M -4.40M 16.98M -29.87M 10.46M -0.30M 3.04M 8.71M 6.60M
(-) Tax Adjustment 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
(-) Change In Working Capital 0.03M 0.12M 0.01M 0.02M 0.08M 0.04M -0.04M -0.02M 0.10M 0.02M 0.03M -0.10M
(-) Capital Expenditure 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M 0.00M
Unlevered Free Cash Flow 7.81M 21.10M 2.90M 15.99M -4.47M 16.94M -29.83M 10.48M -0.41M 3.02M 8.67M 6.70M
(-) Net Interest Income After Taxes -0.61M 17.38M -0.58M -0.56M -0.28M -0.17M -0.30M -0.79M -0.69M -0.51M 0.00M -0.22M
Net Debt Issuance 0.00M 0.00M 0.00M 0.00M 0.00M 2.10M -18.50M 0.00M 0.00M 0.00M 0.00M 0.00M
Levered Free Cash Flow 8.41M 3.71M 3.49M 16.55M -4.19M 19.21M -48.03M 11.28M 0.28M 3.53M 8.67M 6.92M